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DA Form 3328-1 — SERIAL NUMBER RECORD

serial/registration number record

A newer edition of this form has been issued (12/01/2023). Download the current edition.

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Use DA Form 3328-1 when you need to serial/registration number record. Full title: SERIAL NUMBER RECORD. Everything you need is on this page — the file, the entry rules, the routing. Edition 12/01/2023, status ACTIVE, 2 page(s), roughly 200 fields. Note the supersession: a later edition exists, and this one applies only to records already completed on it.

Two references decide everything about your use of it: G-4 maintains the content, AR 710-4 sets the trigger and the routing. Consult the directive when your case is not routine; otherwise the printed blocks tell you enough. The person named in the entries fills it, or the administrative office holding the file does it for them.

PDF, XFDL are available and the decision takes one second. Type your entries: fillable pdf. Write them: printable pdf. The published layout is common to both, so the format governs your method and nothing more.

A standalone reader is the safe choice for fillable work. Browser viewers vary in whether entered data survives the session, and there is no warning when it does not; a one-field save test settles it in seconds. Xfdl means IBM Lotus Forms. The Lotus Forms Viewer opens it; pdf readers and word processors do not.

No charge, no account, no email address. The file is the published document, distributed unaltered.

What the form asks for

  • ContentArea1
  • ITEM
  • LOCAL_A
  • LOCAL_A_1
  • LOCAL_A_10
  • LOCAL_A_11
  • LOCAL_A_12
  • LOCAL_A_13
  • LOCAL_A_14
  • LOCAL_A_15
  • LOCAL_A_16
  • LOCAL_A_17
  • LOCAL_A_18
  • LOCAL_A_19
  • LOCAL_A_2
  • LOCAL_A_20
  • LOCAL_A_21
  • LOCAL_A_22
  • LOCAL_A_23
  • LOCAL_A_24
  • LOCAL_A_25
  • LOCAL_A_3
  • LOCAL_A_4
  • LOCAL_A_5

Start at the top and get the header exactly right. Official spelling of the name, identification number, unit, date. Everything downstream finds the record through those entries; nothing else on the page has that consequence.

Move between fields with tab; the build-time order follows the page and misses nothing. Click check boxes and option buttons, and expect an exclusive group to release the old choice when you set a new one. The trap is field width. Single-line fields do not wrap, so an overlong entry displays complete on screen and prints cut at the margin — put it in remarks or on a continuation instead. Mark inapplicable fields rather than leaving them blank, since an empty box carries no information about whether the question was read.

Signature comes after every other entry — ink or an approved electronic means, and without it the document is a draft. Where reviewing, approving or witnessing signatures are called for, take them in printed block order, each dated on the day applied. Before release, one pass from the top. The defects worth hunting are always the same four: mandatory fields left empty, identification digits transposed, dates with day and month reversed, and stale data surviving in a copy reused in place of a blank form.

Privacy Act statement first, personal entries second. The notice covers who is authorised to collect, why, who else routinely sees it, and whether you must answer. After completion the file carries personal data and is stored and sent under the corresponding safeguards.

Routing follows AR 710-4 and nothing else — a named office, the unit administrative channel, or the individual's file, according to why the form was raised. Copy it before it leaves. Retention is fixed by the records schedule for the series, which local practice does not shorten or extend.

Companion documents come from the same series and number scheme. Within the DA series, a shared proponent or a shared directive usually means shared use, and a form cited on the face of another accompanies it. Gather the whole package first — continuation sheets, cover sheets, transmittals.

A stored file goes stale silently. The proponent revises, a new edition date is published, and your copy says nothing about it — so compare the printed date against the edition in force before typing into it again. Completed submissions on an earlier edition are not reopened.

These are reproductions of published Department of the Army documents, offered for download. The site is independent, connected to nothing official, and issues no forms of its own. Nothing here is legal advice and no statement is made about acceptance by any office. Questions about an entry, a requirement or eligibility go to G-4 or your servicing administrative office.

Questions and answers

What is DA Form 3328-1?
SERIAL NUMBER RECORD
Which edition is current?
12/01/2023
Who is responsible for this form?
G-4
In which formats can it be downloaded?
PDF, XFDL, PDF

Other forms in the series